GENERAL
What is a state?
- It is a governing body
- a population under one government
- the administration of a certain land area.
- Somehwat by contrast, a nation is a set of territories,
sometimes called states, which govern themselves.
- The nation, then, is is larger than a specific state, but usually
one also calls it a state. The difference to watch for is that both a nation
and a state may have internal and external policies; a nation usually has
both, a state may not. Both a state and a nation may be caught up in nationalism.
In the recent period, a common language is used throughout many states
and nations. A nation usually also has a certain style and group-thinking.
- The term country is less specific than nation or state. When
used, it refers often to the land and not the people on that land.
- Gesellschaft--a German word meaning a (large) collection of
people who have certain things in common. It is a word used by sociologists
worldwide to describe commonalities of people living in a nation.
- Gemeinschaft--a German word, too, which indicates a group of
people which has many things in common; it is a more closely knit group
than that encompassed by a Gesellschaft.
- Gemeinde--one more German word. It means community, in the
sense both of a village, town and a group of people who have many things
in common.
What are the differences between a state and nation?
- several states combined may equal a nation
- states have been around from earliest times.
- "Nation" is a relatively new term. In one way it has
only been around since the eighteenth century. It
comes
from the Latin word "nascere," "to be born" and
implies
nationalism.
What are (usually common) components of a state?
-The people
-the land
-trade
-currency (Yen, D-Marks, Dollars)
-resources (coal, iron, steel, etc.)
-religion (Protestantism, Catholicism, Islam, Buddhism)
-governing style (presidential democracy, parliamentary
democracy, monarchy)
-taxes
-a judicial system (written or unwritten, courts)
-police
-army
-transportation
-communication.
DETAILS ABOUT STATES/NATIONS
What are similarities of states and corporations?
- The territory or market
- top figures
- bureaucracatic/hierarchical behavior
- power struggles, the money/finances needed to run them
- the brain power that is or is not available.
What are differences of corporation and state?
- the corporation has no military and it can be
international
- the corporation usually sells products and a state
usually is designed to be a set of peple run by one
government.
How does a nation begin?
- as an individual's idea, leading usually to a dynasty
- a certain set of people's need for protection
- as a city
- as a religious group
- during a revolution
- several states uniting.
What is needed for the establishment of a nation?
(In answering, it helps to think of the establishment of
the U.S.A. and Bangladesh.)
- land (country)
- people
- water, food, and other resources (i.e., possibility of
establishing a flourishing economy)
- often a common religion, which can lead to some common
ideals
- a concensus by a group of people to be governed a
certain way (otherwise they will elimate the leader
or
change their form of government)
- a government.
What are some characteristics of a nation/state?
(It helps to think of an example like France.)
- common language--French
- common religion--Roman Cathololicism
- food--French cuisine
- clothing
- culture--highly verbal
- traditions
- pride (which takes a long time to build up).
What kind of organizational structures are needed to have a state?
- some well educated people--future leaders
- popular support--at least 45% of people
- military support
- an administration--a bureaucracy, law and order,
routines
- resources
- wealth--personal, inherited, or taxed (the latter
usually necessary at some time)
- a constitution--written or unwritten
- alliances--to establish and maintain trade and
to defend against enemies.
What ways can be used to increase resources and wealth?
- establish commerce and trade
- find rare materials for trade
- promote material wealth--tax relief, tariff
barriers, find new markets.
Usually, the landowners are the first people to gain control
when a state forms. The state needs land for food and resources and this
need has often meant wealth and political power for landowners.
Other people, that is, those without wealth and/or political
access, who might seek control of a state, often were persons who had a
program for power that would accomplish certain specific goals.
A different sort of people were those who wanted power
just for the sake of power.
The most important assets of landowners are
- land, which may have been obtained through inheritance,
conquest, purchase, settlement, marriage, and exchange
- a sturdy, hard-working, resourceful, and fairly uniform
population with a variety of skills to settle and
work
the land
- natural boundaries even though some are seen as
fictitous today (examples-rivers, mountains, oceans,
deserts, swamps)
- military alliances in order to be able to keep the land.
DETAILS ABOUT HISTORICAL GIVENS
Who were some of the people who either created or reshaped states?
- Ivan III of Russia, 1462-1505
- Louis XIV, 1661-1715
- Peter I (the Great), 1682-1725
- Frederick II, 1740-1786
- Bismarck--politician not monarch, 1870-1880
- Cavour--politician not monarch, 1850-1860.
Who were some of the persons who designed contract theories of government?
- T. Hobbes
- J. Locke
- J. J. Rousseau
In most such theories, people, supposedly a long time ago, contracted with a king for a certain kind of government. In the contract, he supplied the protection and they submitted their individual wills to gain it. In return for this "submission" of the public, the king was to represent the public's wishes for security and wellbeing. In many theories, the king who became a tyrant could be killed. However, it is almost always difficult to determine when a king (president) is or has become a tyrant.
A specific example of a state builder:
Louis XIV
Louis was born into an interesting situation. His
mother and father had not had too many sexual encounters. While on a picnic
one day, it started raining and King Louis XIII and his Queen were put
into a hay stack to keep from getting wet. Nine months later, Louis was
born. They gave him the name Louis and called him "dieu donne," "God given."
Once Louis was old enough, his mother's advisor, Mazarin, began to
take him to state council meetings. At first, the topics were easy, and
young Louis became confident about knowing matters of national concern.
Later, the meetings became more complicated, but he was still given the
impression that these difficult issues could be resolved. Only much later,
was he allowed to attend meetings in which unresolvable issues were taken
up. By attending these meetings, Louis gained first-hand experience with
governing,
but this did not mean he was an expert on all the issues.
Louis ruled from 1661-1715.
Some of the things he did are:
He said that he was going to be his own king.
He would make his own decisions and would be
in charge - Richelieu, advisor to his father,
was one of the best statesmen, but Louis did
not want anyone even of that caliber at his side.
He quickly brought together a team that he could
trust - he wanted people who were trustworthy,
loyal, and who
would make him successful.
But first he had to get rid of the old group of
advisers. He needed experts because of his own limited
education. He had to make sure he would not be overthrown.
Some of the fields represented and their advisors:
- economic and public relations--Colbert
- military--Vauban
Most of Louis' first men in government died in the
1680s, twenty years after he had attained power, and he
could never replace them. To make matters worse,
he became over-confident and tried to run the government completely
on his own.
Here are some characteristics of Louis XIV in his state building activities:
* He gave up private life to become a public figure:
- in order to set an example
- to promote an image
- to be seen with constant power
- to impress upon his nobles how present he was.
* He considered himself an absolute monarch:
- what he said was law because he was above the law
- he made the law
- he was the symbol of state
- but privately he believed himself to be the first
servant of the state.
* Yet there were restraints to his power:
- ups and downs of life, and death
- public opinion
- rebellion
- church opinion
- his own Catholicism
- threat from people who agreed with him;
these people did not bring new ideas or arguments
because of potential disfavor from the king
- not enough experience and common sense to control all
aspects of the state
- transportation and communication - e.g., slowness in
battle, i.e., moving troops from one place to another
* Louis XIV had to sell himself to the public, especially
as taxes grew; the public became less satisfied,
and he had to work to overcome hostilities toward him.
Listed below are some of the ways he
accomplished this
sales job:
- he told people that he needed the strong army
to keep
their land
- he wrote letters to his men and others to make
them
feel good
- he made Frenchmen feel that they were part of
the most
civilized and important culture in the
world
- he built a palace at Versailles to show how important
he and they were
- he made everyone think there was only one person
who knew what was going on...Louis,
the "Sun King."
An example of this approach is this:
In his bedroom he had a sun behind
his headboard.
His bed was on a platform with
a rail in
front of it. Of course, all of
these touches
resemble the altar in a Catholic
Church.
* Louis had profound worries about other countries.
He wanted alliances with other countries for protection.
He wanted an alliance with Spain because it was nearby
and strong. He married a Spanish princess, so his
own son would be Spanish and French and might have
power in Spain and France.
One of Louis' other goals was to expand
his
territories northward and eastward. In his drive
northward he ran into Spain, i.e., the Spanish
Netherlands, and in his drive eastward, he ran up against
the Holy Roman Empire. Although he was reasonably
successful in the consequent Wars of Devolution,
many of
his gains were shattered when he tried to put his
grandson on the Spanish throne in 1700.
All along he had needed a strong army
to
accomplish these exploits. It rose to 200,000 men,
but such a force was very expensive. His military's needs
included weapons, food, shelter, clothing. These
requirements cost immense sums of money and France paid
for them through taxes. Among them were:
- taxes on land--lower class: 90% of the population
-
- no taxes on nobles, the church, and soldiers
- Roman Catholic church--contributions were asked
for
but...
- luxury items--salt, tobacco, alcohol, etc.
- import tariffs.
Despite all sorts of taxes, by 1715 France was in more
debt than ever before and could not recover until after
the Revolution.
Specific example of state building (corporation building)
Suppose we were called upon to organize a state.
The name of this state is Franklin, and it is located
in Western N.C. and also contains areas on the borders of West Virginia
and Tennessee.
What steps will be required to organize this State of
Franklin?
First, we must set goals, and design a specific sequence to attain them
so we will not start an uproar within the area. The following steps may
best fit our needs:
- let people in the area know what type of government is
being set up
- gather public support
- establish boundaries carefully
- gather a team
The following is a list of people to help run
Franklin:
*President
*Vice President
*Foreign policy/military/security expert
*Financial advisor/economist
*Lawyer
*Speech writer/PR specialist
*Computer expert
*Social service specialist
*Ecologist/geologist
*Regional representative
*Minister/priest
*Ordinary person (blue-collar type)
These people should preferably be friends of the leader.
Sequence of steps to consolidate Franklin:
*Select representatives to other states.
It may be useful to have an alliance with
at least two of the neighboring states,
so Franklin does not get attacked and has
good
commercial relationships.
*Write and publish a constitution.
*Establish laws.
*Start cash flow. The public will not go for taxes
until
they are represented; as soon as the legal
bodies are
in place, start taxation.
Unfortunately, some problems will probably arise which must be handled quickly.
- One of the first problems will be trading. The Mississippi River runs
through Franklin, so water transport can be set up. We will also need a
railroad system, and some major highways. If we have a non-negotiable partner,
we will probably have to find out one of his needs and then make a deal
with him.
- Since the main resource in Franklin is coal, we must be sure that
it is managed well and for the safety and environmental benefit of the
Frankliners. Keep in mind that coal is a source for foreign exchange. Yet
make sure also that it remains in demand with Franklin's citizens by having
them use it.
By now, Franklin should be off to a good start.
With continued careful planning, a good government, the right decisions,
and a lot of luck, it should be a very successful state.
IMPORTANT TERMS
NOTES